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CFP
AT
CFP
Archie Lee Thompson
Synovus Securities, INC.
18 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
High Net Worth
Synovus Securities, INC.
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
176 advisors
Number of Clients
11,990 clients
Average Client Portfolio
$591K average
Assets Under Management
$7.1B
Fee Structure
Investment Management
Planning
AUM-Based Fees (Tiered)
Assets Under Management
Annual Fee
Up to $250K
1.50%
$250K - $500K
1.25%
$500K - $1.0M
1.00%
$1M+
0.75%
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0
$500K
$1M
$5M
$20M
Estimated Annual Fee
—
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Location
110 Jefferson St, Newnan, GA, 30263
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
June 2019
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Synovus Securities, INC.
July 2019 - Present · 6 yrs 7 mos
Synovus Securities, INC.
Broker
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2011 - July 2019 · 7 yrs 10 mos
Wells Fargo Clearing Services, LLC
Broker
November 2007 - July 2019 · 11 yrs 8 mos
State Registrations
14 states
FL
GA
IN
LA
MA
MI
MO
NC
NJ
NV
SC
TN
TX
VA
Advisor
Broker
Both
Exams
No exam information available for this advisor.