David Holloway
David Holloway is a CFP-designated registered investment advisor at Northern Capital Retirement Services, INC., based in Post Falls, ID, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 22 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.50% |
| $1.0M - $10.0M | 0.35% |
| $10.0M - $50.0M | 0.20% |
| $50M+ | 0.15% |
Fee schedule for new clients with a Washington State Medical Association (WSMA) membership is: 0.450% on the first $1,000,000; 0.315% on assets between $1,000,000.01 and $10,000,000; 0.180% on assets between $10,000,000.01 and $50,000,000; 0.135% thereafter. For portfolios assigned a Pure Preservation Investment Objective the fee schedule is 0.5% (0.45% for WSMA members) annually on the first $500,000 of billable assets and 0.0% thereafter. For portfolios assigned a Cash Only Investment Objective no fee will be assessed. Non-standard fee schedules are negotiable.
Fee Estimator
Location
1810 Schneidmiller Ave. Suite 340, Post Falls, ID, 83854
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is involved in several aviation-related businesses, including aircraft leasing, flight training support, and aviation services, holding positions such as Member, Corporate Secretary, and Director. He also serves as Director/President of a private family foundation.
Employment History
Current Registrations
Northern Capital Retirement Services, INC.
Northern Capital Management, INC.
Previous Registrations
Linsco/private Ledger CORP.
State Registrations3 states
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