Mark Tepper is a CFP-designated registered investment advisor at Swp Investment Management LLC, based in Independence, OH, with 17 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SWP Investment Management LLC manages Exchange Traded Funds (ETFs) and charges a percentage of the assets managed within those funds. The specific fee is detailed in the ETF's prospectus.
Location
5005 Rockside Road, Suite 1200, Independence, OH, 44131-6829
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a managing member and 60% owner of Strategic Wealth Planners, LLC, an insurance agency, and spends minimal time on it. He also manages SWP Performance, LLC (hosts car events), Strategic Media, LLC (audio visual services), and MT Crossview Properties, LLC (rental real estate), each requiring minimal time.
Employment History
Current Registrations
Swp Investment Management LLC
Strategic Wealth Partners, LTD.
Previous Registrations
Planmember Securities Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.