AS
CFP
AS
CFP

Alexander Shapses

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningRetirement PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
107 advisors
Number of Clients
2,790 clients
Average Client Portfolio
$4.3M average
Assets Under Management
$12.1B

Fee Structure

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Location

2 Grand Central Tower, 140 E 45th Street, 28th Floor, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alexander is a partner at Summit Trail Advisors, involved in sales, investment-related activities, and the insurance business, dedicating nearly full-time hours. He is also a registered representative with The Leaders Group, Inc., spending a few hours per week.

Employment History
Current Registrations
New Edge Wealth
November 2025 - Present · 3 mos
Summit Trail Advisors, LLC
July 2021 - Present · 4 yrs 7 mos
The Leaders Group, INC.
March 2021 - Present · 4 yrs 11 mos
The Leaders Group, INC.Broker
March 2021 - Present · 4 yrs 11 mos
Previous Registrations
M Holdings Securities, INC.Broker
April 2014 - February 2021 · 6 yrs 10 mos
Victor Securities, LLCBroker
May 2012 - May 2015 · 3 yrs
Further Lane Securities, L.P.Broker
March 2010 - April 2010 · 1 mo
Further Lane Securities, L.P.Broker
September 2004 - April 2008 · 3 yrs 7 mos
Walnut Street Securities, INC.Broker
July 2002 - June 2004 · 1 yr 11 mos
State Registrations15 states
AKCACOCTDEFLMANJNVNYPASCSDTXWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alexander Shapses - Financial Advisor | TrueAdvisor