EP
EP

Eric Christopher Penz

21 Years of Experience
1 Disclosure
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
16 advisors
Number of Clients
601 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.07%
$1.0M - $3.0M1.03%
$3.0M - $5.0M0.94%
$5.0M - $10.0M0.73%
$10.0M - $20.0M0.61%
$20M+0.49%

All advisory fees are negotiable, including the primary fee schedule, the minimum annual fee and the Asset Administration, Reporting & Technology fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$5,000
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Location

16880 NE 79th Street, Redmond, WA, 98052

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History

Regulatory History (1)
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Employment Separation After Allegations
June 2012
Other Business Activities

Eric owns Authorgate LLC, where he works as a novelist writing novels and screenplays since 1999. This non-investment related activity takes about a quarter of his time.

Employment History
Current Registrations
Private Advisory
October 2014 - Present · 11 yrs 4 mos
Previous Registrations
Rp Capital LLCBroker
May 2015 - April 2016 · 11 mos
Wells Fargo Advisors, LLC
June 2013 - September 2014 · 1 yr 3 mos
Wells Fargo Advisors, LLCBroker
May 2013 - September 2014 · 1 yr 4 mos
Allstate Financial Services, LLCBroker
November 2003 - June 2012 · 8 yrs 7 mos
State Registrations2 states
TXWA
Advisor
Exams
No exam information available for this advisor.