Diron Tappin is a registered investment advisor at Tcp Asset Management, LLC, based in Upper Arlington, OH, with 23 years of industry experience. Diron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2,221 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable. Additional fees apply when using TCPAM models at Orion Portfolio Solutions or SEI (0.35%) or Pave Investment Advisors Sub-Advised Portfolios (0.40%).
Fee Estimator
Location
5000 Horizons Drive, Upper Arlington, OH, 43220
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diron is a partner in Golden Clouds LLC, a youth sports organization, and a wealth advisor at TCP Asset Management. He is also a licensed agent for non-variable insurance products, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
Tcp Asset Management, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Foreside Fund Services, LLCBroker
Axio Financial LLCBroker
M. S. Howells & CO.Broker
Foreside Fund Services, LLCBroker
M. S. Howells & CO.Broker
Gaineswood Investment Management, INC.
Garp Research & Securities Company
Garp Research & Securities CompanyBroker
American Technology Research, INC.Broker
M. S. Howells & CO.Broker
Mdb Capital Group LLCBroker
Compak Securities, INC.Broker
Compak Asset Management
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.