Theresa Stevens is a CFP-designated registered investment advisor, based in Dallas, TX, with 11 years of industry experience.
Location
1445 Ross Avenue, Suite 2700, Dallas, TX, 75202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Commerce Street Investment Management
March 2023 - Present · 3 yrs 1 mo
Commerce Street Capital, LLCBroker
March 2023 - Present · 3 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
July 2014 - June 2021 · 6 yrs 11 mos
J.P. Morgan Securities LLCBroker
July 2014 - June 2021 · 6 yrs 11 mos
Morgan Stanley
March 2013 - June 2014 · 1 yr 3 mos
Morgan StanleyBroker
March 2013 - June 2014 · 1 yr 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.