Theresa Stevens

CFP

Commerce Street Investment Management

10 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Commerce Street Investment Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

10 advisors

Number of Clients

76 clients

Average Client Portfolio

$11.5M average

Assets Under Management

$876.5M

Fee Structure

Financial Planning:Investment management only

Location

1445 Ross Avenue, Suite 2700, Dallas, TX, 75202

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Commerce Street Capital, LLCBroker

March 2023 - Present · 2 yrs 11 mos

Commerce Street Investment Management

March 2023 - Present · 2 yrs 11 mos

Previous Registrations

J.P. Morgan Securities LLCBroker

July 2014 - June 2021 · 6 yrs 11 mos

J.P. Morgan Securities LLC

July 2014 - June 2021 · 6 yrs 11 mos

Morgan Stanley

March 2013 - June 2014 · 1 yr 3 mos

Morgan StanleyBroker

March 2013 - June 2014 · 1 yr 3 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.