Kathy Bartlett is a registered investment advisor at Amb Wealth, LLC, based in Thomasville, GA, with 23 years of industry experience. Kathy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 920 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AMB Wealth's investment management fees are negotiable and based on your individual needs and the services provided, but will not exceed 2.50% of assets managed. Some advisor representatives use tiered fee schedules:
Schedule 1:
- $25,000 - $500,000: 1.25% per year
- $500,001 - $1,000,000: 1.00% per year
- $1,000,001 - $2,000,000: 0.85% per year
- $2,000,001 - $3,000,000: 0.75% per year
- Greater than $3,000,000: 0.50% per year
Schedule 2:
- $25,000 - $1,000,000: 1.00% per year
- $1,000,001 - $2,000,000: 0.85% per year
- $2,000,001 - $3,000,000: 0.75% per year
- Greater than $3,000,000: 0.50% per year
AMB also charges an annual platform fee of $130 per advisory account, assessed quarterly.
Location
135 South Madison Street, Thomasville, GA, 31792
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathy is the treasurer and vice president of Bartlett Real Estate DBA Gary Bartlett Real Estate, LLC, a residential real estate brokerage, and a licensed real estate sales associate in Florida. She spends minimal time on accounting matters related to this non-investment related activity.
Employment History
Current Registrations
Amb Wealth, LLC
Allen, Mooney & Barnes Brokerage Services, LLCBroker
Previous Registrations
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Truist Investment Services, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.