AV
AV

Alfredo Daniel Verastegui

22 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
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Location

1441 Brickell Avenue, 16th Floor, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alfredo owns a vacation property used for lodging/Airbnb since 2020. He has minimal interaction with the business, dedicating minimal time per month, as a property manager handles everything.

Employment History
Current Registrations
Hsbc Securities (USA) INC.
January 2024 - Present · 2 yrs 1 mo
Hsbc Securities (USA) INC.Broker
April 2019 - Present · 6 yrs 10 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
June 2012 - November 2017 · 5 yrs 5 mos
Chase Investment Services CORP.Broker
July 2008 - May 2012 · 3 yrs 10 mos
Hsbc Securities (USA) INC.Broker
July 2006 - January 2008 · 1 yr 6 mos
Citicorp Investment ServicesBroker
July 2001 - February 2006 · 4 yrs 7 mos
State Registrations9 states
CADCFLGAMANYOKTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.