TrueAdvisor
TrueAdvisor
LN
ChFC
LN
ChFC

Lora Jean Nickel

The Oak Ridge Financial Services Group, INC
17 Years of Experience
4 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & Coaching
The Oak Ridge Financial Services Group, INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,501 clients
Average Client Portfolio
$304K average
Assets Under Management
$456.4M

Fee Structure

Location

701 Xenia Ave. South, Suite 100, Golden Valley, MN, 55416-1089

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2020
Final
Financial
October 2016
Final
Financial
August 2016
Final
Financial
January 2016
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC
January 2024 - Present · 2 yrs 1 mo
The Oak Ridge Financial Services Group, INC.Broker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Transamerica Retirement Advisors, LLC
March 2020 - December 2020 · 9 mos
Transamerica Investors Securities CorporationBroker
March 2020 - December 2020 · 9 mos
Thrivent Investment Management INC.
September 2019 - March 2020 · 6 mos
Thrivent Investment Management INC.Broker
September 2019 - March 2020 · 6 mos
Cetera Advisor Networks LLC
March 2017 - August 2019 · 2 yrs 5 mos
Cetera Advisor Networks LLCBroker
March 2017 - August 2019 · 2 yrs 5 mos
Wells Fargo Advisors, LLC
November 2012 - July 2015 · 2 yrs 8 mos
Wells Fargo Advisors, LLCBroker
January 2011 - July 2015 · 4 yrs 6 mos
Wells Fargo Investments, LLCBroker
September 2008 - January 2011 · 2 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
June 2008 - August 2008 · 2 mos
Wells Fargo Investments, LLCBroker
March 2004 - June 2008 · 4 yrs 3 mos
Wachovia Securities, LLCBroker
July 2003 - March 2004 · 8 mos
Prudential Securities IncorporatedBroker
May 2003 - July 2003 · 2 mos
State Registrations2 states
CAMN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.