AK
CFP
AK
CFP

Aaron Kingston

24 Years of Experience
Broker

Aaron Kingston is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Pittsburgh, PA, with 24 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

One Ppg Place, Suite 2900, Pittsburgh, PA, 15222-5455

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
September 2019 - Present · 6 yrs 7 mos
RBC Capital Markets, LLC
September 2019 - Present · 6 yrs 7 mos
RBC Capital Markets, LLCBroker
September 2019 - Present · 6 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
August 2012 - September 2019 · 7 yrs 1 mo
UBS Financial Services INC.Broker
June 2009 - September 2019 · 10 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2009 · 0 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2009 · 0 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
August 2006 - June 2009 · 2 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2003 - August 2006 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2003 - August 2006 · 3 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
August 2001 - July 2003 · 1 yr 11 mos
American Express Financial Advisors INC.Broker
June 2001 - July 2001 · 1 mo
Ids Life Insurance CompanyBroker
June 2001 - July 2001 · 1 mo
State Registrations26 states
AZCACOFLGAILMAMDMIMSMTNCNENJNMNYOHPASCTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.