Annabel Louise Whiting

PNC Capital Advisors LLC

22 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

PNC Capital Advisors LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

17 advisors

Number of Clients

223 clients

Average Client Portfolio

$190.8M average

Assets Under Management

$42.6B

Location

2801 E Camelback Rd, Suite 400, Phoenix, AZ, 85016

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

PNC Capital Advisors LLC

December 2021 - Present · 4 yrs 2 mos

PNC Capital Markets LLCBroker

November 2021 - Present · 4 yrs 3 mos

Previous Registrations

Bbva Wealth Solutions INC.

January 2017 - May 2021 · 4 yrs 4 mos

Bbva Securities INC.Broker

November 2016 - May 2021 · 4 yrs 6 mos

J.P. Morgan Securities LLCBroker

January 2014 - August 2016 · 2 yrs 7 mos

Credit Suisse Securities (USA) LLCBroker

May 2012 - December 2013 · 1 yr 7 mos

Credit Suisse Asset Management Securities LLCBroker

April 2006 - June 2012 · 6 yrs 2 mos

Oppenheimerfunds Distributor, INC.Broker

April 2002 - March 2006 · 3 yrs 11 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.