PR
PR

Paul Joseph Roberts

14 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
N/A
Firm Size
18 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$9.4B

Fee Structure

Minimum Investment:$20M
Financial Planning:Investment management only
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Location

53 State Street, 23rd Floor, Boston, MA, 02109-2820

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul is a committee member on the governing board (the vestry) of The Church of the Advent since 2015. He dedicates minimal time to this role, reviewing and approving initiatives and expenses.

Employment History
Current Registrations
Shepherd Kaplan LLC
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2015 - November 2019 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - November 2019 · 7 yrs 7 mos
Shepherd Kaplan LLC
November 2007 - June 2008 · 7 mos
Sentinel Securities, INC.Broker
September 2001 - September 2003 · 2 yrs
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.
Paul Joseph Roberts - Financial Advisor | TrueAdvisor