Paul Roberts is a registered investment advisor at Shepherd Kaplan LLC, based in Boston, MA, with 14 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shepherd Kaplan's compensation is derived from a percentage of revenues collected for investment advisory services provided to its clients. Clients may also pay fees to custodians, broker-dealers, and investment managers. Clients with investments in private funds will normally be subject to management fees and other expenses of the private fund.
Location
53 State Street, 23rd Floor, Boston, MA, 02109-2820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Paul is a committee member on the governing board (the vestry) of The Church of the Advent since 2015. He dedicates minimal time to this role, reviewing and approving initiatives and expenses.
Employment History
Current Registrations
Shepherd Kaplan LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Shepherd Kaplan LLC
Sentinel Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.