Dory Rodriguez
Dory Rodriguez is a CFP-designated registered investment advisor at Apollon Financial, LLC, based in Mount Pleasant, SC, with 24 years of industry experience. Dory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 833 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Apollon Financial charges an annual advisory fee based on the value of your portfolio or a flat dollar fee, ranging up to 3.0% annually. Clients invested in the Direct Indexing strategy are assessed an additional 0.10% fee. Fees are negotiable and based on factors like relationship size and complexity. Some strategies have supplemental costs that Apollon Financial retains. Clients may be billed in advance or arrears, and monthly or quarterly. Non-wrap accounts invested with sub-advisors will be subject to additional costs, ranging from 0.05% to 2.25%.
Location
111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2009Other Business ActivitiesSells Insurance
Dory is involved in several investment-related activities, including Leaders Partners, Inc., HighPoint Planning Partners, HighPoint Advisor Group, Lang Financial Group, Indigo Wealth Advisors, and Apollon Financial/LLC. She also sells non-variable and disability insurance, dedicating about 10-20% of her time to insurance sales.
Employment History
Current Registrations
Apollon Financial, LLC
LPL Financial LLCBroker
Previous Registrations
Highpoint Planning Partners
Highpoint Planning Partners
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.