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CFP
DR
CFP

Dory Ann Rodriguez

Apollon Financial, LLC
24 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementHigh Net Worth
Apollon Financial, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
833 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$890.4M

Fee Structure

Financial Planning:Investment management only

Location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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History

Regulatory History (1)
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Customer Dispute
October 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dory is involved in several investment-related activities, including Leaders Partners, Inc., HighPoint Planning Partners, HighPoint Advisor Group, Lang Financial Group, Indigo Wealth Advisors, and Apollon Financial/LLC. She also sells non-variable and disability insurance, dedicating about 10-20% of her time to insurance sales.

Employment History
Current Registrations
Apollon Financial, LLC
January 2025 - Present · 1 yr 1 mo
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 2 mos
Previous Registrations
Highpoint Planning Partners
December 2021 - January 2025 · 3 yrs 1 mo
Highpoint Planning Partners
January 2013 - December 2021 · 8 yrs 11 mos
Securian Financial Services, INC.
September 2001 - December 2012 · 11 yrs 3 mos
Securian Financial Services, INC.Broker
June 2001 - December 2012 · 11 yrs 6 mos
State Registrations15 states
AZCACOFLILINMNMOMTNCNHPATXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.