Brian Mccleary is a registered investment advisor at Nicolet Wealth Management, based in Dubuque, IA, with 21 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 3,885 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.60% |
Retirement Plan Services fee is generally 0.60%, based on an annualized percentage of assets held in the Plan. Fees may be higher or lower based on factors such as total amount of assets involved in the client relationship, the complexity of the services we provide, and the number and range of supplementary advisory and client-related services to be provided. Participants will pay an advisory fee to the fund manager and other expenses as shareholders of the funds held. Separate from those fees, the Plan pays us our fee for our investment recommendation services.
Fee Estimator
Location
895 Main St, Dubuque, IA, 52004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nicolet Wealth Management
Previous Registrations
Contego Capital Group, INC.
LPL Financial LLC
LPL Financial LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Atcapital Management
LPL Financial LLC
LPL Financial LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Global Portfolio Strategies, INC.
Prudential Investment Management Services LLCBroker
Prudential Retirement Brokerage Services, INC.Broker
State Registrations1 state
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