John Thompson is a CFA-designated registered investment advisor at Thompson Investment Management, INC., based in Madison, WI, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 470 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Fees are negotiable and may vary. Standard fee schedule for fixed income only accounts: 0.80% on the first $5,000,000, 0.70% on the balance. In the event a client’s portfolio includes shares of the investment company managed by TIM, the value of such shares is not included in the fee calculation.
Fee Estimator
Location
1255 Fourier Drive, Suite 200, Madison, WI, 53717
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is a co-trustee of the Herman and Gwen Shapiro Foundation since 2000 and president of the John W Thompson and Jane A Bartell Charitable Foundation since 2016, dedicating minimal time to each. He is also a managing member of Thompson Engineering LLC, Lauderdale Family Properties, LLC, JWT Rentals, LLC, and Thompson Family QOF, LLC, and a member of JDJE LLC, all related to property development, vacation property, rental properties, ownership, and hotel ownership, respectively, dedicating minimal time to each.
Employment History
Current Registrations
Thompson Investment Management, INC.
Previous Registrations
Thompson Plumb & Associates INC
State Registrations2 states
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