JB
JB
James Bobos
24 Years of Experience
1 DisclosureSells Insurance
James Bobos is a registered investment advisor at Compass Financial Advisors LLC, based in Chesterton, IN, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 751 clients with $260M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
751 clients
Average Client Portfolio
$352K average
Assets Under Management
$264.7M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.65% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
160 Rail Road, Suite 2, Chesterton, IN, 46304
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2007Settled
Other Business ActivitiesSells Insurance
James works as an insurance agent since 2015. This activity requires minimal time.
Employment History
Current Registrations
Compass Financial Advisors LLC
December 2001 - Present · 24 yrs 4 mos
Previous Registrations
Securities America, INC.Broker
July 2015 - May 2016 · 10 mos
Fintegra, LLCBroker
October 2007 - July 2015 · 7 yrs 9 mos
Questar Asset Management, INC.
February 2005 - November 2005 · 9 mos
Questar Capital CorporationBroker
September 2003 - October 2007 · 4 yrs 1 mo
Mutual Service CorporationBroker
November 2001 - September 2003 · 1 yr 10 mos
Linsco/private Ledger CORP.Broker
October 2001 - October 2001 · 0 mos
AXA Advisors, LLCBroker
May 2001 - July 2001 · 2 mos
State Registrations2 states
INTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.