James Joseph Bobos

Compass Financial Advisors LLC

24 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Compass Financial Advisors LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

7 advisors

Number of Clients

751 clients

Average Client Portfolio

$352K average

Assets Under Management

$264.7M

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $500K	2.00%
$500K - $1.0M	1.50%
$1.0M - $3.0M	1.00%
$3M+	0.65%

Fees may be negotiated.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

160 Rail Road, Suite 2, Chesterton, IN, 46304

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2007

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

James works as an insurance agent since 2015. This activity requires minimal time.

Employment History

Current Registrations

Compass Financial Advisors LLC

December 2001 - Present · 24 yrs 2 mos

Previous Registrations

Securities America, INC.Broker

July 2015 - May 2016 · 10 mos

Fintegra, LLCBroker

October 2007 - July 2015 · 7 yrs 9 mos

Questar Asset Management, INC.

February 2005 - November 2005 · 9 mos

Questar Capital CorporationBroker

September 2003 - October 2007 · 4 yrs 1 mo

Mutual Service CorporationBroker

November 2001 - September 2003 · 1 yr 10 mos

Linsco/private Ledger CORP.Broker

October 2001 - October 2001 · 0 mos

AXA Advisors, LLCBroker

May 2001 - July 2001 · 2 mos

State Registrations2 states

INTX

Advisor

Exams

No exam information available for this advisor.