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Benjamin P Wallace

23 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningSocially Responsible InvestingTax Planning
Compensation
Fee-Only (AUM)
Firm Size
82 advisors
Number of Clients
655 clients
Average Client Portfolio
$268K average
Assets Under Management
$175.8M

Fee Structure

Minimum Investment:$75K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $750K1.30%
$750K+1.10%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$250
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Location

1301 Solana Blvd, Building 1, Suite 1529, Westlake, TX, 76262

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Benjamin is a full-time sales agent for Western Southern Life in Westlake, TX. This activity is insurance-related.

Employment History
Current Registrations
W&s Brokerage Services, INC.Broker
September 2019 - Present · 6 yrs 5 mos
W&s Brokerage Services, INC.
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2013 - September 2019 · 5 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2013 - September 2019 · 5 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - September 2013 · 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2013 · 11 mos
Chase Investment Services CORP.Broker
August 2006 - October 2012 · 6 yrs 2 mos
Chase Investment Services CORP.
August 2006 - October 2012 · 6 yrs 2 mos
Wm Financial Services, INC.
October 2004 - August 2006 · 1 yr 10 mos
Wm Financial Services, INC.Broker
October 2004 - August 2006 · 1 yr 10 mos
Wells Fargo Investments, LLC
August 2003 - August 2004 · 1 yr
Wells Fargo Investments, LLCBroker
August 2003 - August 2004 · 1 yr
Merrill Lynch Pierce Fenner & Smith INC.
December 2001 - August 2003 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2001 - August 2003 · 1 yr 8 mos
Quest Capital Strategies, INC.Broker
July 2001 - August 2001 · 1 mo
State Registrations5 states
CACOMDOHTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.