Craig Peterman is a CFA, CFP-designated registered investment advisor at Prism Wealth Management, based in Middleton, WI, with 25 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prism Wealth Management's fees are based on the value of your account and the type of investment strategy used. The fees cover portfolio management, custody charges, and brokerage services at Schwab. Ticket charges are absorbed by Prism. The standard management fee is negotiable.
Here are some examples of their fees:
- Long-Term Managed: 0.95% on the first $500,000
- Client-Assisted: 0.85% on the next $500,000
- Energy Focus: 0.75% on amounts over $1 million
- Lower-Risk Income: Flat fee of 0.20%
- Global Market Portfolio: Flat fee of 0.50%
- Core Allocation: Flat fee of 0.20%
Location
Middleton, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Prism Wealth Management
Previous Registrations
Nakoma Capital Management, LLC
Morgan Stanley
Citigroup Global Markets INC.
Nakoma Capital Management, LLC
State Registrations2 states
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