Matthew Kim is a registered investment advisor, based in Los Angeles, CA, with 24 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067-5040
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew works as a Relationship Manager for SIA LLC, focusing on RIA sales and service. This is a full-time commitment, with 120 hours per month dedicated to securities trading.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
February 2024 - Present · 2 yrs 2 mos
Signature Investment Advisors, LLC
February 2016 - Present · 10 yrs 2 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - June 2023 · 4 yrs 7 mos
Signator Investors, INC.Broker
January 2016 - November 2018 · 2 yrs 10 mos
Charles Schwab & CO., INC.
September 2002 - November 2015 · 13 yrs 2 mos
Charles Schwab & CO., INC.Broker
May 2001 - November 2015 · 14 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.