James Harkness is a CFA-designated registered investment advisor at Provident Trust Company, based in Waukesha, WI, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,037 clients with $6.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 0.80% |
| $3.0M - $6.0M | 0.70% |
| $6.0M - $10.0M | 0.60% |
| $10M+ | 0.60% |
Fee rates, account minimums and billing methods are negotiable under certain circumstances. All individually managed accounts under $100,000 in size will be charged an annual fee of 1.00% even if part of a larger account relationship.
Fee Estimator
Location
N16 W23217 Stone Ridge Drive, Suite 310, Waukesha, WI, 53188
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Provident Trust Company
State Registrations2 states
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