AF
AF

Adam Michael Franklin

16 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
992 advisors
Number of Clients
52,436 clients
Average Client Portfolio
$368K average
Assets Under Management
$19.3B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.80%
$500K - $1.0M1.60%
$1.0M - $2.0M1.35%
$2M+1.10%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

770 Carlsbad Village Dr, Carlsbad, CA, 92008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam owns a boat rental business called Franklin Boat since June 2024. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
U.S. Bancorp Investments, INC.
September 2019 - Present · 6 yrs 5 mos
U.S. Bancorp Investments, INC.
September 2019 - Present · 6 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Unionbanc Investment Services, LLC
May 2016 - September 2019 · 3 yrs 4 mos
Unionbanc Investment Services, LLCBroker
May 2016 - September 2019 · 3 yrs 4 mos
J.P. Morgan Securities LLCBroker
August 2013 - May 2016 · 2 yrs 9 mos
J.P. Morgan Securities LLC
August 2013 - May 2016 · 2 yrs 9 mos
Alpha Global Investments
April 2013 - July 2013 · 3 mos
Echotrade LLCBroker
September 2012 - October 2012 · 1 mo
Alpha Global Investments
October 2010 - September 2012 · 1 yr 11 mos
TD Ameritrade, INC.
May 2008 - September 2009 · 1 yr 4 mos
Amerivest Investment Management, LLC
May 2008 - September 2009 · 1 yr 4 mos
TD Ameritrade, INC.Broker
May 2008 - September 2009 · 1 yr 4 mos
LPL Financial Corporation
April 2008 - May 2008 · 1 mo
LPL Financial CorporationBroker
October 2007 - May 2008 · 7 mos
Securian Financial Services, INC.Broker
April 2001 - October 2001 · 6 mos
State Registrations20 states
AZCACOHIIDINKSMAMDMNNCNJNVNYOKORPATNTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Michael Franklin - Financial Advisor | TrueAdvisor