Thomas Mcguire is a registered investment advisor, based in Hattiesburg, MS, with 23 years of industry experience.
Location
Hattiesburg, MS
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2010Settled
Customer Dispute
January 2010Denied
Other Business ActivitiesSells Insurance
Thomas sells non-variable life insurance with Hartford. He also owns a t-shirt stand (Southern Q-Teez) and ice vending machines, dedicating minimal time to these ventures.
Employment History
Current Registrations
Modern Capital Securities INC.Broker
December 2025 - Present · 4 mos
Modern Capital Securities INC.
December 2025 - Present · 4 mos
Modern Capital Advisors, LLC
January 2022 - Present · 4 yrs 3 mos
Previous Registrations
Modern Capital Advisors, LLC
July 2011 - December 2021 · 10 yrs 5 mos
Liberty Partners Financial Services, LLCBroker
April 2011 - October 2025 · 14 yrs 6 mos
LPL Financial LLC
February 2008 - April 2011 · 3 yrs 2 mos
LPL Financial LLCBroker
October 2007 - April 2011 · 3 yrs 6 mos
Morgan Keegan & Company, INC.Broker
November 2004 - September 2007 · 2 yrs 10 mos
Edward JonesBroker
May 2001 - August 2003 · 2 yrs 3 mos
State Registrations1 state
MS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.