Alan Rothstein is a PFS-designated registered investment advisor at Advisory Services Network, based in New York, NY, with 23 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,852 clients with $8.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
All fees are negotiable.
Fee Estimator
Location
350 West 50th Street, Suite 22F, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Alan rents office space under the name Alan and Marilyn Rothstein and maintains the properties as needed. He also owns Rothstein and Company, LLC, a CPA practice, where he works full-time providing tax preparation and accounting services.
Employment History
Current Registrations
Advisory Services Network
Previous Registrations
Asset Strategies, INC.
State Registrations2 states
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