AK
AK

Andrew Albert Keppy

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
8,096 clients
Average Client Portfolio
$494K average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:$5K
Loading...

Location

2651 Warrenville Road, Suite 200, Downers Grove, IL, 60515

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Andrew operates HighPoint Planning Partners as a DBA for his LPL business, dedicating about a quarter of his time. He also provides investment advisory services through HighPoint Advisor Group, an independent RIA, spending nearly full-time hours on this activity. Finally, Andrew spends minimal time on non-variable insurance.

Employment History
Current Registrations
Highpoint Planning Partners
November 2021 - Present · 4 yrs 3 mos
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 2 mos
Previous Registrations
Highpoint Planning Partners
August 2021 - December 2021 · 4 mos
LPL Financial LLC
January 2019 - September 2020 · 1 yr 8 mos
Level Four Advisory Services
December 2013 - August 2021 · 7 yrs 8 mos
LPL Financial LLC
December 2012 - October 2015 · 2 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - December 2012 · 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2012 · 2 mos
Chase Investment Services CORP.Broker
August 2006 - October 2012 · 6 yrs 2 mos
Chase Investment Services CORP.
August 2006 - October 2012 · 6 yrs 2 mos
A. G. Edwards & Sons, INC.
July 2001 - August 2006 · 5 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
May 2001 - August 2006 · 5 yrs 3 mos
State Registrations11 states
AZCAFLIAILINNMPATNTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Albert Keppy - Financial Advisor | TrueAdvisor