CC
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Christopher David Cox

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
3,238 clients
Average Client Portfolio
$791K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$5K
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Location

9870 Research Drive, Irvine, CA, 92618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is an independent insurance agent for various companies since 2009, spending a few hours per week. He is also an advisory representative of a registered investment advisor, spending nearly full-time on this. Additionally, Christopher is involved with a non-profit, serves as a board member for a tech company, and works as a farm hand.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
March 2020 - Present · 5 yrs 11 mos
Cooper Mcmanus
April 2009 - Present · 16 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
April 2009 - March 2020 · 10 yrs 11 mos
Securities America Advisors, INC.
April 2009 - April 2009 · 0 mos
Banc of America Investment Services, INC.
May 2002 - April 2009 · 6 yrs 11 mos
Banc of America Investment Services, INC.Broker
March 2001 - April 2009 · 8 yrs 1 mo
State Registrations14 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.