AW
CFP
AW
CFP

Andrew Robert Wallace

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
174 advisors
Number of Clients
8,671 clients
Average Client Portfolio
$234K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:None
Loading...

Location

636 Wall Street, Ste. 2, Sevierville, TN, 37862

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Andrew sells life, long-term care, disability, and fixed insurance products, dedicating a few hours per week to this activity. He also uses "Comprehensive Financial Strategies, LLC" as a marketing name for his insurance and investment business, works with Silver Oak Securities about 10-20% of the time, and is a registered representative with Lamon & Wallace, spending about half his time on 401k plan consulting.

Employment History
Current Registrations
Silver Oak Securities, INC.
January 2020 - Present · 6 yrs 1 mo
Silver Oak Securities, IncorporatedBroker
September 2008 - Present · 17 yrs 5 mos
Previous Registrations
Lamon & Stern, INC.Broker
August 2021 - August 2024 · 3 yrs
Securities Service Network, INC.Broker
February 2007 - September 2008 · 1 yr 7 mos
Cosey Financial Services, INC.
January 2007 - February 2020 · 13 yrs 1 mo
Raymond James Financial Services
March 2004 - February 2007 · 2 yrs 11 mos
Raymond James Financial Services, INC.Broker
May 2002 - February 2007 · 4 yrs 9 mos
Horace Mann Investors INCBroker
April 2001 - June 2002 · 1 yr 2 mos
State Registrations15 states
ALAZCODCDEFLGANCOHPASCTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.