Andrew Wallace
Andrew Wallace is a CFP-designated registered investment advisor at Silver Oak Securities, INC., based in Sevierville, TN, with 24 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
636 Wall Street, Ste. 2, Sevierville, TN, 37862
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew sells life, long-term care, disability, and fixed insurance products, dedicating a few hours per week to this activity. He also uses "Comprehensive Financial Strategies, LLC" as a marketing name for his insurance and investment business, works with Silver Oak Securities about 10-20% of the time, and is a registered representative with Lamon & Wallace, spending about half his time on 401k plan consulting.
Employment History
Current Registrations
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Previous Registrations
Lamon & Stern, INC.Broker
Securities Service Network, INC.Broker
Cosey Financial Services, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Horace Mann Investors INCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.