Geoffrey Sargeant is a CFP-designated registered investment advisor at Dominari Securities LLC, based in New York, NY, with 22 years of industry experience. Geoffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 235 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $25.0M | 0.85% |
| $25.0M - $50.0M | 0.65% |
| $50.0M - $75.0M | 0.50% |
| $75M+ | 0.45% |
Fees may be negotiable. A separate fee of 1.25% may be charged on assets held away. An annual administrative fee of up to 0.07% is also charged to cover custodial fees.
Fee Estimator
Location
725 Fifth Avenue, 23rd Fl., New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Geoffrey works as a consultant for Guidepoint, a research enablement platform, since May 2025. He consults with asset and wealth management firms, dedicating minimal time to this activity.
Employment History
Current Registrations
Dominari Securities LLC
Dominari Securities LLCBroker
Previous Registrations
San Blas Securities LLCBroker
Sb Advisory, LLC
Mariner Wealth Advisors
Lazard Asset Management Securities LLCBroker
Lazard Asset Management LLC
Calamos Financial Services LLCBroker
Calamos Wealth Management LLC
Neuberger Berman Bd LLCBroker
Neuberger Berman Bd LLC
Rim Securities LLCBroker
City National Rochdale
City National Securities, INC.Broker
Fcg Advisors LLC
Fcg Advisors, LLCBroker
Sei Investments Distribution CO.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.