JC
CFP
JC
CFP

Judson E Cass

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
577 clients
Average Client Portfolio
$804K average
Assets Under Management
$463.9M

Fee Structure

Minimum Investment:$10K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $250K1.25%
$250K - $2.0M1.00%
$2.0M - $5.0M0.90%
$5.0M - $10.0M0.80%
$10.0M - $15.0M0.65%
$15.0M - $20.0M0.50%
$20.0M - $25.0M0.40%
$25.0M - $30.0M0.35%
$30M+0.30%

Fees are negotiable with management approval.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9605 Kingston Court, Suite 190, Lone Tree, CO, 80112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Judson works as an investment advisor representative (IAR) under A&I Financial Services LLC and A&I Wealth Management. He is also an independent representative with various insurance carriers, selling fixed insurance products, and owns Judson Cass CFP LLC.

Employment History
Current Registrations
A & I Wealth Management
July 2012 - Present · 13 yrs 7 mos
Geneos Wealth Management, INC.Broker
July 2012 - Present · 13 yrs 7 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
February 2012 - July 2012 · 5 mos
Northwestern Mutual Investment Services,llc
February 2012 - July 2012 · 5 mos
TD Ameritrade, INC.
March 2008 - February 2012 · 3 yrs 11 mos
Amerivest Investment Management, LLC
March 2008 - February 2012 · 3 yrs 11 mos
TD Ameritrade, INC.Broker
March 2008 - February 2012 · 3 yrs 11 mos
Charles Schwab & CO., INC.Broker
April 2004 - March 2008 · 3 yrs 11 mos
Computershare Securities CorporationBroker
May 2002 - March 2004 · 1 yr 10 mos
Tucker Anthony IncorporatedBroker
April 2001 - November 2001 · 7 mos
State Registrations3 states
CACOPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.