Douglas Rothermich is a registered investment advisor at Fidelis Capital, based in Saint Charles, MO, with 9 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 179 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees for investment services range from 0.15% and generally do not exceed 1.00%. Fees are negotiable.
Fee Estimator
Location
Saint Charles, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas is a contributor to Kiplinger, focusing on general investment topics. He dedicates a few hours per week to this activity and receives no compensation.
Employment History
Current Registrations
Fidelis Capital
Previous Registrations
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Trust Company, Fsb
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.