James Howard is a PFS-designated registered investment advisor at Howard Financial Services, LTD., based in Dallas, TX, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 5 more. Their firm serves 520 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5M+ | 0.50% |
All advisory fees are negotiable. Some clients are billed at a fixed percentage and are not subject to the tiered schedule.
Fee Estimator
Location
8350 Meadow Rd., Suite 181, Dallas, TX, 75231
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2012Customer Dispute
December 2011Other Business Activities
James is the president of Howard, LLP, a CPA firm, since 1981. He spends about half his time on this activity, including 50 hours per month on security trading.
Employment History
Current Registrations
Howard Financial Services, LTD.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.