CH
CFA · CFP
CH
CFA · CFP

Catherine Elizabeth Burns Humbert

21 Years of Experience
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
146 advisors
Number of Clients
22,832 clients
Average Client Portfolio
$754K average
Assets Under Management
$17.2B

Fee Structure

Minimum Investment:$500K
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Location

601 Union Street, Ste 5301, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Catherine is a member of the Investment Committee at YWCA, a non-profit organization, since 2007. She dedicates minimal time per month to having oversight for the entity's investments.

Employment History
Current Registrations
United Capital Financial Advisors
December 2012 - Present · 13 yrs 2 mos
Previous Registrations
Paragon Investment Management INC
September 2004 - April 2013 · 8 yrs 7 mos
State Registrations4 states
CAORTXWA
Advisor
Exams
No exam information available for this advisor.