Kimson Cao is a CFP-designated registered investment advisor at Sb Advisory, LLC, based in Atlanta, GA, with 21 years of industry experience. Kimson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,574 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are negotiable. For Advisor Choice Program/AssetMark Programs/Brinker Capital, clients will be charged the money manager's fee schedule plus an additional negotiable fee of up to 1.25% to SB Advisory. Total fees do not exceed 2.50% of assets under management. For Flexible Plan Investments, the total advisory fee will not exceed 1.5% annually.
Fee Estimator
Location
3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
July 2024Customer Dispute
May 2024Employment History
Current Registrations
Sb Advisory, LLC
San Blas Securities LLC
San Blas Securities LLCBroker
Previous Registrations
Sb Advisory, LLC
Edward Jones
Edward JonesBroker
Jonathan Roberts Advisory Group, INC.
J.W. Cole Financial, INC.Broker
Linsco/private Ledger CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.