David Ogden is a registered investment advisor at LPL Financial LLC, based in Santa Maria, CA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
411 E Betteravia Rd. Ste 101, Santa Maria, CA, 93454
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates under the DBA Ogden Wealth for his LPL business and is an IAR with Golden State Wealth Management, providing investment advisory services. He also works with Golden State Insurance Services/Blueprint Insurance Services and spends a few hours per week on this activity, and dedicates minimal time to being a musician.
Employment History
Current Registrations
LPL Financial LLCBroker
Golden State Wealth Management, LLC
Previous Registrations
Ogden Wealth Management & Planning Services, LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.