CG
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Cipriano Gomez
19 Years of Experience
2 DisclosuresBroker
Cipriano Gomez is a registered investment advisor at Nobles & Richards Advisors, LLC, based in Phoenix, AZ, with 19 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 128 clients with $35M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
128 clients
Average Client Portfolio
$276K average
Assets Under Management
$35.4M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.40% |
| $15M+ | 0.40% |
Fees negotiable for accounts over $15,000,001. When a client’s account is held at American Funds Service Company, the annual fee for investment management services is billed at .75%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
6811 E Mayo Blvd, Fl 2, Phoenix, AZ, 85054
Get directionsHistory
Regulatory History (2)
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Financial
May 2019Final
Financial
May 2019Final
Employment History
Current Registrations
Nobles & Richards Advisors, LLC
January 2026 - Present · 3 mos
Nobles & Richards, INC.Broker
July 2025 - Present · 9 mos
Previous Registrations
Vanguard Marketing CorporationBroker
March 2021 - January 2024 · 2 yrs 10 mos
Vanguard Advisers, INC.
March 2021 - January 2024 · 2 yrs 10 mos
USAA Investment Services CompanyBroker
June 2020 - September 2020 · 3 mos
USAA Investment Services Company
January 2019 - July 2020 · 1 yr 6 mos
USAA Financial Advisors, INC.Broker
January 2019 - June 2020 · 1 yr 5 mos
United Planners' Financial Services of America a Limited Partner
February 2017 - August 2017 · 6 mos
United Planners' Financial Services of America a Limited PartnerBroker
February 2017 - August 2017 · 6 mos
Charles Schwab & CO., INC.Broker
May 2010 - December 2016 · 6 yrs 7 mos
Charles Schwab & CO., INC.
April 2010 - December 2016 · 6 yrs 8 mos
Banc of America Investment Services, INC.
June 2002 - June 2009 · 7 yrs
Banc of America Investment Services, INC.Broker
June 2002 - June 2009 · 7 yrs
Morgan Stanley Dw INC.Broker
April 2001 - November 2001 · 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.