David Thompson is a CFA-designated registered investment advisor at Highland Capital Management, LLC, based in Memphis, TN, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,044 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Highland Capital's fees are based on the market value of the assets they manage and are negotiable. Fees are payable quarterly. Here's a breakdown of the fees for different investment strategies:
- Traditional Equity Accounts:
- First $5,000,000: 1.00% per year
- Next $10,000,000: 0.75% per year
- In Excess of $15,000,000: 0.50% per year
- Traditional Fixed Income Accounts:
- First $10,000,000: 0.375% per year
- In Excess of $10,000,000: 0.25% per year
- Institutional Equity (Large Cap Value, Large Cap Growth, International):
- First $20,000,000: 0.50% per year
- Next $36,000,000: 0.375% per year
- Over $56,000,000: Negotiable
- Institutional Balanced:
- First $20,000,000: 0.50% per year
- Next $36,000,000: 0.375% per year
- Over $56,000,000: Negotiable
- Institutional Short-Term Fixed Income:
- First $50,000,000: 0.250% per year
- Next $100,000,000: 0.125% per year
- Next $150,000,000: 0.10%
- Over $300,000,000: Negotiable
- SMID Cap Core Alpha: 0.75% per year
- Core Plus strategy: 1.00% per year plus a 10.00% performance fee
- 401K ETF Models: 0.50% per year
Highland Capital has a minimum annual fee of $10,000.
Location
850 Ridge Lake Blvd, Suite 205, Memphis, TN, 38120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Highland Capital Management, LLC
State Registrations1 state
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