SD
SD

Steven Thomas Dean

22 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
850 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.25%
$2.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.60%

Fees may be negotiable in special circumstances. Certain clients may be charged on a different fee schedule under legacy contracts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

204 Spring Street, Marion, MA, 02738

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven works as a rideshare driver for Uber and Lyft since August 2024. He works as a part-time weekend driver, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Baldwin Wealth Partners, LLC
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Klr Investment Advisors, LLC
June 2023 - July 2024 · 1 yr 1 mo
Beck Bode LLC
February 2023 - April 2023 · 2 mos
Citizens Capital MarketsBroker
March 2019 - May 2022 · 3 yrs 2 mos
Citizens Securities, INC.Broker
March 2015 - May 2022 · 7 yrs 2 mos
Cco Investment Services CORP.Broker
April 2013 - July 2014 · 1 yr 3 mos
Cco Investment Services CORP.
April 2013 - July 2014 · 1 yr 3 mos
Tower Square Securities, INC.
November 2012 - April 2013 · 5 mos
Walnut Street Securities, INC.
November 2012 - April 2013 · 5 mos
Metlife Securities INC.
November 2012 - April 2013 · 5 mos
New England Securities Corporation
November 2012 - April 2013 · 5 mos
New England SecuritiesBroker
October 2012 - April 2013 · 6 mos
Metlife Investors Distribution CompanyBroker
October 2012 - April 2013 · 6 mos
Metlife Securities INC.Broker
October 2012 - April 2013 · 6 mos
Tower Square Securities, INC.Broker
October 2012 - April 2013 · 6 mos
Walnut Street Securities, INC.Broker
October 2012 - April 2013 · 6 mos
Hartford Equity Sales Company INC.Broker
October 2011 - October 2012 · 1 yr
Commonwealth Financial Network
March 2011 - September 2011 · 6 mos
Commonwealth Financial NetworkBroker
March 2006 - September 2011 · 5 yrs 6 mos
Ing Financial Advisers, LLCBroker
March 2005 - March 2006 · 1 yr
Ing Financial Advisers, LLC
March 2005 - March 2006 · 1 yr
Commonwealth Financial Network
October 2004 - February 2005 · 4 mos
Commonwealth Financial NetworkBroker
January 2004 - February 2005 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
November 2002 - January 2004 · 1 yr 2 mos
Investors Capital CORP.Broker
June 2002 - November 2002 · 5 mos
Fidelity Brokerage Services LLCBroker
May 2001 - April 2002 · 11 mos
State Registrations2 states
MATX
Advisor
Exams
No exam information available for this advisor.
Steven Thomas Dean - Financial Advisor | TrueAdvisor