Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
464 clients
Average Client Portfolio
$406K average
Assets Under Management
$188.5M

Fee Structure

Financial Planning:Investment management only
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Location

2121 N. Causeway Blvd., Suite 257, Metairie, LA, 70001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew owns nine rental properties and is also an owner and tradesman in a construction and remodeling business. He spends about 10-20% of his time on the construction business and minimal time during trading hours.

Employment History
Current Registrations
Regatta Research & Money Management L.L.C.
July 2004 - Present · 21 yrs 7 mos
Previous Registrations
Waddell & Reed, INC.
October 2001 - November 2002 · 1 yr 1 mo
State Registrations1 state
LA
Advisor
Exams
No exam information available for this advisor.