AO
AO

Abraham Rawley Otoupal

21 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
672 advisors
Number of Clients
66,488 clients
Average Client Portfolio
$544K average
Assets Under Management
$36.2B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

10400 NE 4th St., Suite 400, Bellevue, WA, 98004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abraham is a board member of Providence, MT St Vincent Foundation, a senior care community, since 2014. He spends minimal time attending board meetings.

Employment History
Current Registrations
D.A. Davidson & CO.Broker
September 2013 - Present · 12 yrs 5 mos
D.A. Davidson & CO.
September 2013 - Present · 12 yrs 5 mos
Previous Registrations
Waddell & Reed
October 2012 - September 2013 · 11 mos
Waddell & Reed, INC.Broker
October 2012 - September 2013 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2009 - January 2012 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2009 - January 2012 · 2 yrs 4 mos
D.A. Davidson & CO.
May 2002 - September 2007 · 5 yrs 4 mos
D.A. Davidson & CO.Broker
May 2001 - September 2007 · 6 yrs 4 mos
State Registrations25 states
AZCACOFLHIIDINKSMAMDMIMNMTNCNENMORPASCSDTXUTVTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Abraham Rawley Otoupal - Financial Advisor | TrueAdvisor