MM
CFP
MM
CFP

Michael James Mcwhinnie

24 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,032 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees negotiable for amounts over $10M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

117 East Fourth Street, Covington, KY, 41011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a registered representative with Triad Advisors, LLC since 2018. He is also a financial advisor with Legacy Financial Advisors since 2018, dedicating full-time hours to financial planning, investments, and insurance.

Employment History
Current Registrations
Legacy Financial Advisors, INC.
August 2018 - Present · 7 yrs 6 mos
Previous Registrations
Triad Advisors LLCBroker
August 2018 - September 2022 · 4 yrs 1 mo
Strategic Advisers LLC
October 2007 - July 2018 · 10 yrs 9 mos
Fidelity Brokerage Services LLCBroker
March 2001 - July 2018 · 17 yrs 4 mos
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.