James Ward is a CFA-designated registered investment advisor at Everett Harris & CO, based in Los Angeles, CA, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 717 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
The maximum annual fee charged will not exceed 0.75%. Occasionally, flat fees are charged not to exceed the equivalent of 0.75%. Fees are negotiable.
Fee Estimator
Location
801 South Figueroa Street, Suite 2050, Los Angeles, CA, 90017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a general partner of Rainbow Capital Management, LLC, which provides investment management services to Rainbow Fund, LP. James spends about 10% of his time providing services to the fund.
Employment History
Current Registrations
Everett Harris & CO
State Registrations1 state
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