TrueAdvisor
TrueAdvisor
AS
AS

Alicia Dawn Sorensen

Wedbush Securities INC.
23 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
218 advisors
Number of Clients
10,099 clients
Average Client Portfolio
$568K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Financial Planning:Charged separately
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees negotiable for accounts over $5,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$250

Location

225 S Lake Ave Penthouse, Pasadena, CA, 91101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2019
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wedbush Securities INC.
September 2019 - Present · 6 yrs 5 mos
Wedbush Securities INC.Broker
September 2019 - Present · 6 yrs 5 mos
Wedbush Securities INC.
September 2019 - Present · 6 yrs 5 mos
Previous Registrations
Hsbc Securities (USA) INC.
September 2013 - April 2019 · 5 yrs 7 mos
Hsbc Securities (USA) INC.Broker
April 2013 - April 2019 · 6 yrs
Mbsc Securities CorporationBroker
June 2010 - March 2013 · 2 yrs 9 mos
Hsbc Securities (USA) INC.Broker
September 2008 - October 2009 · 1 yr 1 mo
Hsbc Securities (USA) INC.
September 2008 - October 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
May 2007 - September 2008 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
May 2007 - September 2008 · 1 yr 4 mos
Citicorp Investment ServicesBroker
May 2003 - May 2007 · 4 yrs
Citicorp Investment Services
May 2003 - May 2007 · 4 yrs
Citigroup Global Markets INC.Broker
March 2001 - May 2003 · 2 yrs 2 mos
Painewebber IncorporatedBroker
January 2001 - February 2001 · 1 mo
State Registrations5 states
CANCNDORVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.