Anthony Spena
Anthony Spena is a registered investment advisor at Independence Capital CO., INC., based in Willoughby, OH, with 52 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 295 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 1.50% |
| $500K - $2.5M | 1.00% |
| $2.5M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
Willoughby, OH
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2005Employment Separation After Allegations
January 2005Other Business ActivitiesSells Insurance
Anthony is an insurance agent selling fixed life insurance, annuities, disability, health, and long-term care insurance since 1970. This takes about 10-20% of his time.
Employment History
Current Registrations
Independence Capital CO., INC.
Independence Capital CO., INC.
Independence Capital CO., INC.Broker
Previous Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Key Investment Services LLC
Key Investment Services LLCBroker
Allstate Financial Services, LLCBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Natcity Insurance Services, INC.Broker
Allstate Financial Services, LLCBroker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.