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Shalini Sharma

Duff & Phelps Investment Management CO.
24 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Duff & Phelps Investment Management CO.
Compensation
Fee-Only (AUM)
Firm Size
10 advisors
Number of Clients
52 clients
Average Client Portfolio
$235.2M average
Assets Under Management
$12.2B

Fee Structure

Financial Planning:Investment management only

Location

10 S. Wacker Drive, 19th Floor, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Duff & Phelps Investment Management CO.
April 2006 - Present · 19 yrs 10 mos
Vp Distributors LLC
February 2001 - Present · 25 yrs
Vp Distributors LLCBroker
February 2001 - Present · 25 yrs
State Registrations2 states
ILTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.