JO
CFA · CFP
JO
CFA · CFP

James Joseph O'connor

10 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
5,137 clients
Average Client Portfolio
$4.7M average
Assets Under Management
$24.0B

Fee Structure

Minimum Investment:$2M
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Location

49 Stevenson Street, Suite 1075, San Francisco, CA, 94105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
1919 Investment Counsel, LLC
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Rand & Associates
October 2016 - October 2018 · 2 yrs
Aster Investment Management CO INC
June 2012 - September 2013 · 1 yr 3 mos
State Registrations10 states
CACOHILAMANCNVORTXWA
Advisor
Exams
No exam information available for this advisor.