Christopher Thomas is a CFP-designated registered investment advisor at Align Wealth Management, LLC, based in San Jose, CA, with 25 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 69 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.80% |
| $4.0M - $6.0M | 0.60% |
| $6.0M - $15.0M | 0.40% |
| $15M+ | 0.25% |
Fees are negotiable. SEI and Advyzon also charge a program fee, up to 0.75% annually, in addition to the portfolio management fee.
Fee Estimator
Location
1850 Hamilton Ave, San Jose, CA, 95125
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is the sole owner of Thomas & Company, CPA, a CPA firm located in San Jose, California. He receives no commissions from this business.
Employment History
Current Registrations
Align Wealth Management, LLC
Previous Registrations
LPL Financial LLCBroker
Financial Telesis INCBroker
Cambridge Investment Research, INC.Broker
Vantage Wealth Management, LLC
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.