Raymond Chung is a CFA-designated registered investment advisor at Emerald Waves Investments, LLC, based in Cupertino, CA, with 15 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 17 clients with $4.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Emerald Waves Investments charges a management fee based on the amount of assets they manage. The fees are calculated and paid monthly, in arrears.
- RC Strategy: 2.00% per year
- Combined: Less than 2.00% per year; fee is based on the expected weighting of the "RC Strategy" within the client's account.
- Mutual Fund/Bond: 0.50% per year
These fees may be negotiable under unusual circumstances. The custodian will automatically deduct the fees from the client's account monthly.
Location
Cupertino, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Emerald Waves Investments, LLC
State Registrations2 states
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