Carl Kipper
Carl Kipper is a registered investment advisor at Pks Advisory Services, LLC, based in Albany, NY, with 24 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 4,416 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PKS Advisory Services provides investment management for an annual fee based on the value of your investments. The fee can be up to 2.75% and varies depending on the amount you invest, the type of services you need, and the experience of the advisor. This fee does not include brokerage commissions or other transaction costs.
Location
80 State Street, Albany, NY, 12207
Get directionsHistory
Regulatory History (2)
Regulatory
February 2008Employment Separation After Allegations
February 2008Other Business ActivitiesSells Insurance
Carl is an investment advisor representative (IAR) at PKS Advisory, dedicating full-time hours to this role. He also works as an agent for PKS Financial Services, selling fixed insurance products.
Employment History
Current Registrations
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Dinosaur Securities, L.L.C.Broker
Mcginn, Smith & CO., INC.Broker
Wachovia Securities, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.