William Koenig is a registered investment advisor, based in Cleveland, OH, with 25 years of industry experience.
Location
6060 Parkland, Suite 200, Cleveland, OH, 44124
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Inverness Securities, LLCBroker
December 2016 - Present · 9 yrs 4 mos
Ancora Retirement Plan Advisors, LLC
June 2007 - Present · 18 yrs 10 mos
Previous Registrations
Safeguard Securities, INC.Broker
December 2006 - October 2017 · 10 yrs 10 mos
Waterstone Financial Group, INC.
May 2004 - December 2006 · 2 yrs 7 mos
Waterstone Financial Group, INC.Broker
May 2004 - December 2006 · 2 yrs 7 mos
Ws Griffith Securities, INC.
September 2003 - June 2004 · 9 mos
Ws Griffith Securities, INC.Broker
September 2003 - June 2004 · 9 mos
Royal Alliance Associates, INC.Broker
July 2002 - September 2003 · 1 yr 2 mos
AXA Advisors, LLCBroker
January 2001 - July 2002 · 1 yr 6 mos
State Registrations1 state
OH
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.