Carlos Gonzalez is a registered investment advisor, based in Miami, FL, with 23 years of industry experience.
Location
701 Brickell Avenue, Suite 1310, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carlos is a Managing Director at CIMA Financial Regulation Consultants, LLC, providing securities regulation guidance to financial institutions, dedicating nearly all of his time to this activity. He is also President/Manager of CIMA Strategic Solutions LLC, a non-investment business consulting firm which is currently dormant.
Employment History
Current Registrations
Mariva Capital Markets, LLCBroker
Fundamental SecuritiesBroker
Efg Private Wealth Management (americas) CORP.
Ga Pccv Bd, LLCBroker
Efg Capital InternationalBroker
Previous Registrations
Lxg Wealth Advisory LLC
Efg Capital InternationalBroker
Ocean Financial Services, LLCBroker
Efg Asset Management (americas) CORP.
Kovack International Advisors INC.
Kovack International Wealth Management, INC.Broker
Citigroup Global Markets INC.
Citi Private Advisory, LLCBroker
Citigroup Global Markets INC.Broker
Citi International Financial Services LLCBroker
Popular Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.